Catherine Root
Catherine Root is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Orlando, FL, with 2 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
720 Rugby St, Suite 200, Orlando, FL, 32804
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Catherine has several outside business activities, including an Amazon reseller agreement, monetization on Twitter, and a consulting business called Risk Wrangler Inc. She dedicates minimal time to each of these activities, including her reactivated law license under Risk Wrangler Inc.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.