MZ
MZ

Mitchell Zapka

1 Year of Experience
Kingston, NY
Broker

Mitchell Zapka is a registered investment advisor at Morgan Stanley, based in Kingston, NY, with 1 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

91 North Front Street, Kingston, NY, 12401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
November 2025 - Present · 10 mos
Morgan StanleyBroker
November 2025 - Present · 10 mos
Previous Registrations
Thinkequity LLCBroker
March 2024 - March 2025 · 1 yr
State Registrations37 states
ARAZCACOCTDCDEFLGAIAIDILINLAMAMDMEMIMNMTNCNHNJNMNVNYOHOKORPARISCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mitchell Zapka - Financial Advisor | TrueAdvisor