DO
DO

Daniel Patrick Orfin

1 Year of Experience
7 Disclosures
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
56 advisors
Number of Clients
4,407 clients
Average Client Portfolio
$145K average
Assets Under Management
$639.2M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

13854 Lakeside Circle, Sterling Heights, MI, 48313

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Settled
Civil
December 2019
Final
Customer Dispute
May 2019
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
May 2018
Settled
Regulatory
January 2018
Final
Employment History
Current Registrations
Gibbs Wealth Management, LLC
March 2024 - Present · 1 yr 11 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.