Simon Moran
Simon Moran is a registered investment advisor at Mariner Wealth, based in Scottsdale, AZ, with 2 years of industry experience. Simon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
14350 N. Frank Lloyd Wright Blvd, Suite 9, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (1)
Financial
April 2016Other Business ActivitiesSells Insurance
Simon's SEC filing indicates involvement in insurance activities. Further details are needed to provide a more comprehensive summary.
Employment History
Current Registrations
Mariner Wealth
Previous Registrations
Ultra Financial Partners
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.