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Alexander Dick

1 Year of Experience
Charleston, IL
Broker

Alexander Dick is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Charleston, IL, with 1 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

500 W Lincoln Ave, Charleston, IL, 61920

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander works as an associate/employee for First Mid Bank & Trust and First Mid Wealth Management, providing investment client services assistance. These roles take about half of Alexander's time each.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2025 - Present · 1 yr 4 mos
Raymond James Financial Services, INC.Broker
October 2024 - Present · 1 yr 7 mos
State Registrations5 states
COFLILVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alexander Dick - Financial Advisor | TrueAdvisor