CN
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Christopher Neal

1 Year of Experience
Punta Gorda, FL
Broker

Christopher Neal is a registered investment advisor at Cetera Investment Advisers LLC, based in Punta Gorda, FL, with 1 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1401 Tamiami Trail, Punta Gorda, FL, 33950

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher owns 100% of EV & EM LLC DBA Aventus Real Estate, which holds investment properties. He dedicates minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2026 - Present · 5 mos
Cetera Investment Services LLCBroker
February 2026 - Present · 5 mos
Previous Registrations
Wells Fargo Advisors
August 2024 - February 2026 · 1 yr 6 mos
Wells Fargo Clearing Services, LLCBroker
April 2024 - February 2026 · 1 yr 10 mos
State Registrations2 states
ALFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Neal - Financial Advisor | TrueAdvisor