Rishi Sriram is a registered investment advisor at Broken Investing, LLC, based in Waco, TX. Rishi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 8.00% |
Fees are negotiable based on account size, complexity of investment needs, and overall relationship with the firm. New clients receive a two-quarter trial period with no advisory fees. Advisory fee is waived for any calendar quarter in which a client experiences a negative net investment return.
Fee Estimator
Location
425 Austin Avenue, Suite 1205, Waco, TX, 76701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Broken Investing, LLC
State Registrations1 state
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