DB
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Daniel Brown

1 Year of Experience
Germantown, TN
Broker

Daniel Brown is a registered investment advisor at Cetera Investment Advisers LLC, based in Germantown, TN, with 1 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2176 West Street, Suite 100, Germantown, TN, 38138

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel works as a financial professional for Shoemaker Financial, assisting with portfolio construction and providing support to advisors and clients. This takes up a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
May 2024 - January 2025 · 8 mos
Fidelity Brokerage Services LLCBroker
April 2024 - January 2025 · 9 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Brown - Financial Advisor | TrueAdvisor