Nicholas Garofalo is a registered investment advisor at Openhanded Wealth LLC, based in Holly Springs, GA, with 1 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 4 clients with $210K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees are negotiable. At no point will the combined fee charged to the Client exceed 2% of assets under management.
Fee Estimator
Location
Holly Springs, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas works full-time at i3 Verticals, LLC, performing financial analysis and reporting since 2017. While this takes 100% of his time during trading hours, the conflict of interest is mitigated because the investment strategy does not involve daily active trading.
Employment History
Current Registrations
Openhanded Wealth LLC
State Registrations2 states
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