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Ethan Thompson

1 Year of Experience
White Bear Lake, MN
Broker

Ethan Thompson is a registered investment advisor at LPL Financial LLC, based in White Bear Lake, MN, with 1 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1400 Hwy 96 E, White Bear Lake, MN, 55110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ethan works in wealth management at Royal Credit Union and has notary licenses in Wisconsin and Minnesota. He dedicates a significant amount of time, exceeding full-time hours, to his wealth management role.

Employment History
Current Registrations
LPL Financial LLC
August 2024 - Present · 1 yr 9 mos
LPL Financial LLCBroker
June 2024 - Present · 1 yr 11 mos
State Registrations6 states
AZIDMNMTOHWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.