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Nicholas Kinneston

1 Year of Experience
Burlington, VT
BrokerSells Insurance

Nicholas Kinneston is a registered investment advisor at Cetera Investment Advisers LLC, based in Burlington, VT, with 1 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

171 Battery Street, Suite 1, Burlington, VT, 05401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas works as a registered assistant at Castle Advisors, dedicating nearly full-time hours to administrative tasks, case preparation, and client communication. He also works as a food delivery driver for DoorDash for about 10-20% of his time and sells various insurance products, including life, health, disability, fixed annuities, and long-term care insurance, for about 10-20% of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2024 - Present · 1 yr 10 mos
Cetera Financial Specialists LLCBroker
June 2024 - Present · 2 yrs 1 mo
State Registrations4 states
MENYVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Kinneston - Financial Advisor | TrueAdvisor