CR
CR

Cole Ruohomaki

1 Year of Experience
Broker

Cole Ruohomaki is a registered investment advisor at Piper Sandler & CO., based in Minneapolis, MN, with 1 years of industry experience. Their practice areas include Investment Management. Their firm serves 2 clients with $2B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$2.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

350 North 5th Street, Main Office, Minneapolis, MN, 55401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Piper Sandler & CO.
March 2025 - Present · 1 yr 1 mo
Piper Sandler & CO.
July 2024 - Present · 1 yr 9 mos
Piper Sandler & CO.Broker
July 2024 - Present · 1 yr 9 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.