Thomas Phy
Thomas Phy is a registered investment advisor at Cetera Investment Advisers LLC, based in Erin, TN, with 1 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4657 West Main St., Erin, TN, 37061
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas works as a platform representative at Regions Bank, offering guidance and customer service for deposit accounts, loans, and credit card products. He also sells fixed insurance products through the bank.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
State Registrations11 states
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