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Kathleen Sullivan

Cetera Investment Advisers LLC
1 Year of Experience
Clinton, MA
1 DisclosureBroker
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Kathleen Sullivan is a registered investment advisor at Cetera Investment Advisers LLC, based in Clinton, MA, with 1 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B

Location

1015 Main Street, Clinton, MA, 01510

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History

Regulatory History (1)
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Criminal
October 1993
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kathleen works as a notary, dedicating minimal time to this activity. She also works as a client service associate at Williams Financial Group, which takes nearly full-time hours, and is an independent beauty consultant for Mary Kay, spending minimal time on this.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2025 - Present · 1 yr 4 mos
Cetera Advisors LLCBroker
March 2025 - Present · 1 yr 6 mos
State Registrations1 state
MA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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