MA
MA

Mason Adams

1 Year of Experience
Carmel, IN
Broker

Mason Adams is a registered investment advisor at Cetera Investment Advisers LLC, based in Carmel, IN, with 1 years of industry experience. Mason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

11595 N Meridian St Ste 300, Carmel, IN, 46032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mason works as a financial professional for Prosperity Advisors, a financial services business. This takes up a full-time commitment, with most of the hours occurring during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2024 - Present · 1 yr 9 mos
Cetera Advisors LLCBroker
August 2024 - Present · 1 yr 11 mos
State Registrations13 states
CACOFLGAINKSMONCNHOHSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.