Marc Brodsky is a registered investment advisor at Cetera Investment Advisers LLC, based in Greenwich, CT, with 1 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Greenwich, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Marc solicits securities transactions through Avantax Broker/Dealer and participates in their Strategic Partnership Program, dedicating about 10-20% of his time. He also works as a physician at Stamford Health (about a quarter of his time) and is an inventor with Columbia University Technology Ventures (minimal time).
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
State Registrations2 states
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