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David Ealy

1 Year of Experience
Verona, WI
Broker

David Ealy is a registered investment advisor at Cetera Investment Advisers LLC, based in Verona, WI, with 1 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Verona, WI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David works as a financial professional at Lifewise Wealth, providing financial services. This takes up a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2024 - Present · 1 yr 9 mos
Cetera Wealth Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
State Registrations32 states
AKALAZCACOCTDEFLGAILKSKYMAMDMEMIMNMOMTNCNHNJNMOHOKPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Ealy - Financial Advisor | TrueAdvisor