Sergiu Pletosu
Sergiu Pletosu is a registered investment advisor at J.P. Morgan Securities LLC, based in Venice, FL, with 2 years of industry experience. Sergiu is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
401 Jacaranda Blvd, Venice, FL, 34292
Get directionsHistory
Regulatory History (2)
Financial
March 2020Financial
May 2018Other Business Activities
Sergiu is involved in two outside business activities: real estate as a realtor (license on hold as of July 2024) and as a substitute tennis coach. These activities take minimal time and do not occur during trading hours.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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