Umbereen Mustafa is a registered investment advisor at Prentice Wealth Management LLC, based in Rochester, NY, with 1 years of industry experience. Umbereen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 1,029 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prentice Wealth Management (PWM) charges an annual fee based on a percentage of the value of your investments. This fee ranges from 0.30% to 1.60% depending on factors like your advisor, the amount you invest, and the complexity of your portfolio. If you use custom portfolios through the Knightbridge Capital Management Program, you'll also pay an additional portfolio fee. Clients utilizing the Cash Management Portfolios are only charged the Portfolio Fee and are not assessed PWM's standard asset management fee.
Location
1150 Penfield Rd., Rochester, NY, 14625
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Prentice Wealth Management LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.