HC
HC
Huajun Cao
2 Years of Experience
Bellevue, WA
1 DisclosureBroker
Huajun Cao is a registered investment advisor at Cetera Investment Advisers LLC, based in Bellevue, WA, with 2 years of industry experience. Huajun is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10458 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
2331 130th Ave Ne, Bellevue, WA, 98005
Get directionsHistory
Regulatory History (1)
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Criminal
May 2020Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2026 - Present · 7 mos
Cetera Investment Services LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2024 - March 2026 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2024 - March 2026 · 1 yr 7 mos
State Registrations2 states
CAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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