Shay Lewis is a registered investment advisor at Holm & Cawley Financial Group LLC, based in Helper, UT, with 2 years of industry experience. Shay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 251 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.5M | 1.75% |
| $1.5M - $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5.0M - $7.5M | 1.00% |
| $7.5M+ | 0.75% |
Fees are negotiable based on each client's unique situation. Multiple household accounts are combined for fee calculation.
Fee Estimator
Location
139 S. Main Street, Helper, UT, 84526
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shay is employed by McWane Ductile as a Safety Manager.
Employment History
Current Registrations
Holm & Cawley Financial Group LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.