EK
EK

Ellen Kolks

1 Year of Experience
Durango, CO
Broker

Ellen Kolks is a registered investment advisor at Cetera Investment Advisers LLC, based in Durango, CO, with 1 years of industry experience. Ellen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

410 Snowshoe Ln, Durango, CO, 81301

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ellen owns and operates a used clothing resale business since 2022, dedicating a few hours per week. She also works as a financial professional for Scott Southworth and owns Elk Wealth Builders LLC, spending about a quarter of her time and full-time, respectively, on financial services. Ellen is also a board member for the City of Durango, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2024 - Present · 1 yr 9 mos
Cetera Wealth Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
State Registrations7 states
AZCOFLNMPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.