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Derek Spackman

1 Year of Experience
Sandy, UT
Broker

Derek Spackman is a registered investment advisor at Cetera Investment Advisers LLC, based in Sandy, UT, with 1 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

9815 South Monroe St Suite 550, Sandy, UT, 84070

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Derek works as a financial advisor for Renaissance Financial, a securities-related DBA, providing asset management and other financial services. This takes Derek full-time hours, with most of the time spent during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2024 - Present · 2 yrs
Cetera Wealth Services, LLCBroker
July 2024 - Present · 2 yrs
State Registrations13 states
COFLGAIDILINMIMNMOSCTXUTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Derek Spackman - Financial Advisor | TrueAdvisor