CS
CS

Christopher Santos

1 Year of Experience
Atlanta, GA
1 DisclosureBroker

Christopher Santos is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Atlanta, GA, with 1 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

1088 Peachtree St Ne, Atlanta, GA, 30309

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2018
Other Business Activities

Christopher works as a package delivery driver for Shipt and Amazon, dedicating a few hours per week to each. He also owns Santos Diversified Contracting LLC, which is essentially a bank account and EIN number with no current duties.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2024 - Present · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2024 - Present · 1 yr 10 mos
State Registrations10 states
ALFLGANCPASCTNTXVAVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Santos - Financial Advisor | TrueAdvisor