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Tracey Textor

Cetera Investment Advisers LLC
2 Years of Experience
Belle Chasse, LA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Tracey Textor is a registered investment advisor at Cetera Investment Advisers LLC, based in Belle Chasse, LA, with 2 years of industry experience. Tracey is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

8611 Highway 23, Suite 1-C, Belle Chasse, LA, 70037

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2023
Financial
October 2022
Final
Judgment / Lien
December 2010
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2025 - Present · 1 yr 2 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Concourse Financial Group Securities, INC.Broker
July 2024 - February 2025 · 7 mos
State Registrations24 states
ARAZCACOCTDEFLGAILLAMDMSNCNMNVNYOHPASCTNTXUTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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