Douglas Swift is a registered investment advisor at Ascent Capital Partners, LLC, based in Dallas, TX. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 69 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.15% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $20.0M | 0.60% |
| $20.0M - $50.0M | 0.50% |
| $50M+ | 0.50% |
Fees may be negotiable at the discretion of the advisor. Fees for accounts over $50,000,000 are negotiable. Fee-based structured variable annuities and life insurance carry a maximum annual fee of 1.25%. Pontera accounts are charged a flat rate of 0.75%.
Fee Estimator
Location
5956 Sherry Lane, 20th Floor, Dallas, TX, 75225
Get directionsHistory
Regulatory History (1)
Criminal
August 2008Employment History
Current Registrations
Ascent Capital Partners, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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