James Anderer
James Anderer is a registered investment advisor at 4thought Financial Group INC., based in Miami Shores, FL, with 1 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Investment Management, Retirement Planning. Their firm serves 344 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
4Thought Financial Group manages investment portfolios for clients, charging an annual fee based on the amount invested. The fee covers investment advice, transaction execution, custody, and electronic reporting. The annual fee ranges are:
- $0 - $10,000,000: 0.55% - 1.85%
- $10,000,000+: 0.35% - 1.65%
These fees apply to both model-driven and custom portfolios. Minimum initial investments are $500 for non-qualified accounts and $10,000 for qualified accounts, but these may be waived in certain circumstances. The exact fee is determined by the advisor or management and disclosed in the Investment Advisory Agreement.
Location
Miami Shores, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance broker selling fixed life, annuity, disability income, and long-term care insurance. He also owns Mega Code LLC, a business consulting firm, and serves as a fractional CMO for Automatic Manufacturing Systems, Inc.
Employment History
Current Registrations
4thought Financial Group INC.
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.