Bruce Shay
Bruce Shay is a registered investment advisor at Empower Advisory Group, LLC, based in Bakersville, NC, with 1 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 0.50% |
| $100K - $250K | 0.40% |
| $250K - $400K | 0.30% |
| $400K+ | 0.20% |
EAG reserves the right to offer discounted fees or waive periodic fees.
Fee Estimator
Location
Bakersville, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce is an agent selling fixed insurance products, including life, disability, annuities, long-term care, health, Medicare supplements, and group benefits. This investment-related activity takes about a quarter of his time.
Employment History
Current Registrations
Empower Financial Services, INC.Broker
Empower Advisory Group, LLC
Empower Financial Services, INC.
Previous Registrations
Edward Jones
Edward JonesBroker
Principal Securities, INC.
Principal Securities, INC.Broker
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.