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Preston Knotts

1 Year of Experience
Newark, DE
Broker

Preston Knotts is a registered investment advisor at Cetera Investment Advisers LLC, based in Newark, DE, with 1 years of industry experience. Preston operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

900 Prides Crossing, Newark, DE, 19713

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Preston is a financial professional at Diamond State Financial Group since January 2024, providing financial services. This takes up a full-time commitment, including during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 4 mos
Cetera Wealth Services, LLCBroker
October 2024 - Present · 1 yr 7 mos
State Registrations5 states
CADEFLMDNJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Preston Knotts - Financial Advisor | TrueAdvisor