Diego Dominguez is a registered investment advisor, based in Chicago, IL, with 2 years of industry experience. Diego is also registered as a broker, so some compensation may come from commissions on products sold.
Location
600 W Jackson Blvd, Suite 1100, Chicago, IL, 60661
Get directionsHistory
Regulatory History (1)
Criminal
August 2021Other Business ActivitiesSells Insurance
Diego works as a registered representative for Trinity Wealth Securities, LLC, focusing on securities sales, and as a financial consultant for Florida Financial Advisors (DBA Tristate Financial Advisors). He also engages in fixed insurance sales through Florida Financial Insurance (DBA Tristate Financial Advisors), dedicating a few hours per week to this activity.
Employment History
Current Registrations
Trinity Wealth Securities, L.L.C.Broker
Florida Financial Advisors, LLC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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