DD
DD

Diego Dominguez

1 Year of Experience
Nashville, TN
1 DisclosureBrokerSells Insurance

Diego Dominguez is a registered investment advisor, based in Nashville, TN, with 1 years of industry experience.

Location

1102 Kermit Dr, Suite 200, Nashville, TN, 37217

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 2021
Final Disposition
Other Business ActivitiesSells Insurance

Diego works as a registered representative for Trinity Wealth Securities, LLC, focusing on securities sales, and as a financial consultant for Florida Financial Advisors (DBA Tristate Financial Advisors). He also engages in fixed insurance sales through Florida Financial Insurance (DBA Tristate Financial Advisors), dedicating a few hours per week to this activity.

Employment History
Current Registrations
Trinity Wealth Securities, L.L.C.Broker
May 2025 - Present · 1 yr
Florida Financial Advisors, LLC
August 2024 - Present · 1 yr 9 mos
State Registrations2 states
FLTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.