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Michael Rosario-Noboa

1 Year of Experience
Evanston, IL

Michael Rosario-Noboa is a registered investment advisor at Southcol Advisors, based in Evanston, IL, with 1 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8 clients with $210M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
8 clients
Average Client Portfolio
$26.1M average
Assets Under Management
$208.7M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $10.0M0.60%
$10M+0.40%

Independent Managers and the Platform Manager charge their own fees that are in addition to SouthCol’s fees. All fees are subject to negotiation and can vary from the amounts shown in the above tables.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Evanston, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Southcol Advisors
September 2024 - Present · 1 yr 8 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Rosario-Noboa - Financial Advisor | TrueAdvisor