KG
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Katie Gibbons
1 Year of Experience
Baton Rouge, LA
Broker
Katie Gibbons is a registered investment advisor at Cetera Investment Advisers LLC, based in Baton Rouge, LA, with 1 years of industry experience. Katie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
445 North Blvd., Baton Rouge, LA, 70802
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2025 - Present · 11 mos
Cetera Investment Services LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2025 - May 2025 · 4 mos
J.P. Morgan Securities LLCBroker
September 2024 - May 2025 · 8 mos
State Registrations2 states
LAMS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.