Felipe Correa is a registered investment advisor at Civitas Financial LLC, based in Indianapolis, IN, with 1 years of industry experience. Felipe operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3 clients with $25K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Civitas Financial works with Gradient Investments to manage your investments. The annual fee you pay is split between Civitas and Gradient Investments. Here's a breakdown of the annual fees for different portfolio types:
- Strategic Portfolios: 1.80% total (1.00% to Civitas, 0.80% to Gradient Investments)
- Tactical Portfolios: 1.70% total (1.00% to Civitas, 0.70% to Gradient Investments)
- Allocation & Defined Outcome Portfolios: 1.60% total (1.00% to Civitas, 0.60% to Gradient Investments)
- Private Wealth Portfolios: 1.50% total (1.00% to Civitas, 0.50% to Gradient Investments)
- Preservation Portfolios: 1.00% total (0.60% to Civitas, 0.40% to Gradient Investments)
- Client Directed Accounts: $300 total ($0 to Civitas, $300 to Gradient Investments)
In addition to the above fees, there is a $15 quarterly service fee. These fees are negotiable.
Location
7820 Innovation Blvd, Ste 225, Indianapolis, IN, 46278
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Felipe is the President/Owner and Investment Advisor Representative for Baeza Financial Solutions, providing investment advisory services, dedicating a few hours per week. He is also a Finance Manager for Caris Financial Holdings and an Insurance Agent for American Senior Benefits, selling life and health insurance, spending about 10-20% of his time on each activity. Finally, Felipe spends minimal time as the Owner of Baeza Financial Solutions, LLC, providing consulting services.
Employment History
Current Registrations
Gradient Investments, LLC
Civitas Financial LLC
Previous Registrations
Gradient Advisors, LLC
Integrity Alliance, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.