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Dalton Horton

1 Year of Experience
Austin, TX
Broker

Dalton Horton is a registered investment advisor, based in Austin, TX, with 1 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dalton is a business development associate for Wayne Christian Financial Services LLC and Christian and Daughters Financial Group LLC. These roles involve client acquisition and take up a full-time commitment.

Employment History
Current Registrations
Kestra Investment Services, LLCBroker
April 2025 - Present · 1 yr 1 mo
Kestra Advisory Services, LLC
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2024 - March 2025 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2024 - March 2025 · 4 mos
State Registrations16 states
ARAZCODEFLGAIDLAMDMINCOHOKSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.