Colby Wallace is a registered investment advisor, based in Lancaster, SC, with 1 years of industry experience.
Location
401 North Main Street, Lancaster, SC, 29720
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
May 2025 - September 2025 · 4 mos
Avantax Investment Services, INC.Broker
February 2025 - September 2025 · 7 mos
State Registrations4 states
MSNCPASC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.