Thomas Gavin is a registered investment advisor at Gw Asset Management LLC, based in Naperville, IL, with 1 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 1.10% |
| $3.0M - $6.0M | 1.00% |
| $6.0M - $10.0M | 0.85% |
| $10.0M - $20.0M | 0.75% |
| $20M+ | 0.65% |
Fees are negotiable based on anticipated future earning capacity, additional assets, account composition, and related accounts.
Fee Estimator
Location
1250 East Diehl Road,, Suite 115, Naperville, IL, 60563
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Gw Asset Management LLC
Gar Wood Securities, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert JerseyGw Asset Management LLC
- Kevin Phillips, CFPSavant Wealth Management
- Kile Shafer, CFPStifel, Nicolaus & Company, Incorporated
- Jack Dykema, CFPRai Wealth
- Christopher Patterson, CFPStifel, Nicolaus & Company, Incorporated
- Eric Mayer, CFPRaymond James & Associates, INC.