Nicholas Hoffman is a registered investment advisor, based in Huntingdon Valley, PA, with 1 years of industry experience.
Location
Huntingdon Valley, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Sei Investments Distribution CO.
January 2026 - Present · 4 mos
Sei Investments Distribution CO.Broker
January 2026 - Present · 4 mos
Sei Investments Management CORP
September 2024 - Present · 1 yr 8 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.