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Evan Smith

1 Year of Experience
Scottsdale, AZ
Broker

Evan Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 1 years of industry experience. Evan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6720 N Scottsdale Road, Suite 290, Scottsdale, AZ, 85253

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Evan is a financial advisor with North Star Resource Group, providing financial planning services. This activity takes up a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 4 mos
Cetera Wealth Services, LLCBroker
January 2025 - Present · 1 yr 4 mos
State Registrations3 states
AZINOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.