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Nicholas Kayal

1 Year of Experience
Jersey City, NJ
Broker

Nicholas Kayal is a registered investment advisor at Cetera Investment Advisers LLC, based in Jersey City, NJ, with 1 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

95 Christopher Columbus Drive, Floor 13, Jersey City, NJ, 07302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas works as a financial advisor for Financial Focus Group, delivering financial services. This takes a full-time commitment, including some hours during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2024 - Present · 1 yr 6 mos
Cetera Wealth Services, LLCBroker
November 2024 - Present · 1 yr 6 mos
State Registrations5 states
CTFLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Kayal - Financial Advisor | TrueAdvisor