Brian Herriot is a registered investment advisor at Herriot Financial, LLC, based in Alameda, CA, with 1 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Fee is negotiable.
Fee Estimator
Location
Alameda, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian is the owner and business consultant at Herriot Business Consulting, providing management consulting services for healthcare companies. This activity takes about 10% of his time and is not investment related.
Employment History
Current Registrations
Herriot Financial, LLC
State Registrations1 state
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