TrueAdvisor
TrueAdvisor
RK
RK

Raheem Karim

Cetera Investment Advisers LLC
1 Year of Experience
Duluth, GA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Raheem Karim is a registered investment advisor at Cetera Investment Advisers LLC, based in Duluth, GA, with 1 years of industry experience. Raheem is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

3235 Satellite Blvd Bldg 400 Suite 300, Duluth, GA, 30096

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2025 - Present · 1 yr 2 mos
Cetera Wealth Services, LLCBroker
May 2025 - Present · 1 yr 5 mos
Cetera Wealth Services, LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
PFS Investments INC.Broker
January 2025 - April 2025 · 3 mos
State Registrations2 states
COGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Duluth, GA →All financial advisors in Georgia →