Erin Rau is a registered investment advisor at Cetera Investment Advisers LLC, based in Bay City, MI. Erin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
623 Washington Avenue, Bay City, MI, 48708
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Regulatory History (2)
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Financial
March 2021Final
Criminal
July 2004Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2025 - Present · 6 mos
Cetera Investment Services LLCBroker
June 2025 - Present · 11 mos
State Registrations1 state
MI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.