Charles Holder is a registered investment advisor at Osaic Wealth, INC., based in Tavares, FL, with 51 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Tavares, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is a sole proprietor for group and individual life insurance, disability insurance, health insurance, and annuities since 2010, processing transactions through Valmark Insurance. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Osaic Wealth, INC.
Previous Registrations
Global Retirement Partners LLC
LPL Financial LLC
Independent Financial Partners
LPL Financial LLCBroker
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Valmark Advisers, INC.
Valmark Securities, INC.Broker
First Southeastern Securities Group, IncorporatedBroker
Aetna Life Insurance and Annuity CompanyBroker
New England Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.