Diana Halenz is a registered investment advisor at Ga Pincus Funds, LLC, based in Brentwood, TN. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 150 clients with $62M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee is 1.00% for discretionary assets and 0.50% for non-discretionary assets. Fees are non-negotiable.
Fee Estimator
Location
Brentwood, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Diana owns and operates Diana M Halenz CPA LLC since 2014 and Tailwind CPA LLC since 2024, both providing accounting and tax planning services. These activities are not investment-related and each take a full-time commitment.
Employment History
Current Registrations
Ga Pincus Funds, LLC
Tailwind Financial LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.