Edward Yegen
Edward Yegen is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Rockville, MD, with 51 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Rockville, MD
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Regulatory History (2)
Customer Dispute
November 2013Customer Dispute
October 2013Other Business ActivitiesSells Insurance
Edward is a life insurance agent, president of an oil and gas production company, president of an RIA, trustee for family trusts, and a member of a horse racing stable. He dedicates minimal time to life insurance sales, a few hours per week to the oil and gas company, about a third of his time to the RIA, and about a quarter of his time to family trusts and the horse racing stable.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Yegen Financial Group, LTD
Previous Registrations
Triad Advisors LLCBroker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Manequity, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.