DS
DS

Douglas Smith

1 Year of Experience
Wilmington, DE
Sells Insurance

Douglas Smith is a registered investment advisor at Florida Financial Advisors, LLC, based in Wilmington, DE, with 1 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1,755 clients with $320M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
654 advisors
IM Fee
Planning only
Assets Under Management
$317.8M
Loading...

Location

1013 Centre Road, Wilmington, DE, 19805

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Douglas works as a financial consultant for Florida Financial Advisors, an RIA, dedicating full-time hours. He also engages in fixed insurance sales through Florida Financial Insurance for a few hours per week and works as a representative for Topshelfpromotions, a food-related business, for about 10-20% of his time.

Employment History
Current Registrations
Florida Financial Advisors, LLC
December 2024 - Present · 1 yr 5 mos
State Registrations4 states
DEFLPATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Smith - Financial Advisor | TrueAdvisor