Stefen Ruiz is a registered investment advisor, based in Scottsdale, AZ.
Location
14321 North Northsight Blvd, Scottsdale, AZ, 85260
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Marketing CorporationBroker
December 2025 - Present · 5 mos
Vanguard Advisers, INC.
December 2025 - Present · 5 mos
Vanguard Marketing Corporation
December 2025 - Present · 5 mos
Previous Registrations
Morgan Stanley
July 2025 - October 2025 · 3 mos
Morgan StanleyBroker
March 2025 - October 2025 · 7 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.