Thomas Spankeren is a CFA, CFP-designated registered investment advisor at Rise Investment Management, LLC, based in Chicago, IL, with 1 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 39 clients with $35M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RISE Investment Management charges an annual fee based on the value of your portfolio, billed monthly or quarterly. The fee ranges are:
- $100,000 - $999,999: 0.80% - 1.00%
- $1,000,000 - $2,999,999: 0.70% – 0.90%
- $3,000,000 - $4,999,999: 0.60% - 0.80%
- $5,000,000 - $10,000,000: 0.50% - 0.75%
- Over $10,000,000: Negotiable
Location
134 N Lasalle St, Ste 1760, Chicago, IL, 60602
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Rise Investment Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.