TrueAdvisor
TrueAdvisor
DW
DW

Donald Wallace

Robert W. Baird & CO. Incorporated
47 Years of Experience
Sarasota, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Donald Wallace is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Sarasota, FL, with 47 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

View Full SEC Brochure

Location

2 North Tamiami Trail 1200, Sarasota, FL, 34236

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2014
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Donald is the president of Sunset Ridge Country Club, a non-profit organization, since 2008. He spends minimal time on this activity, which is not investment-related.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 1997 - Present · 29 yrs
Robert W. Baird & CO. Incorporated
August 1993 - Present · 33 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
August 1993 - Present · 33 yrs 2 mos
Previous Registrations
Citicorp Securities Markets, INC.Broker
June 1987 - February 1990 · 2 yrs 8 mos
Morgan Stanley & CO., IncorporatedBroker
November 1985 - April 1986 · 5 mos
Goldman, Sachs & CO.Broker
December 1974 - November 1985 · 10 yrs 11 mos
State Registrations29 states
AZCADCFLHIIAIDILINKSLAMAMIMNMOMSMTNCNVNYOHPATNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Sarasota, FL →All financial advisors in Florida →
Donald Wallace - Financial Advisor | TrueAdvisor