Richard Lam is a registered investment advisor, based in Tampa, FL, with 1 years of industry experience.
Location
6550 W Hillsborough Ave, Suite 130, Tampa, FL, 33634
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard works as a financial consultant for Florida Financial Advisors and as a registered representative for Trinity Wealth Securities, LLC, both full-time positions. He also sells fixed insurance for Florida Financial Insurance, dedicating a few hours per week.
Employment History
Current Registrations
Trinity Wealth Securities, L.L.C.Broker
Florida Financial Advisors, LLC
State Registrations1 state
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